Process
A clear path from first message to a workflow pack your compliance and operations leads can own. Fieldwork follows how work actually moves — not how slides describe it.
Name the workflows in scope
We clarify which compliance paths matter now — onboarding checks, monitoring escalations, attestations, change approvals — and which questions board or regulators expect you to answer.
Map steps, systems, and owners
Each step is tied to a tool, a role, and a timing rule. Missing owners and silent handoffs are listed early so findings land with the right team.
Sample live evidence
We test whether the path operates as described: tickets, case notes, approval logs, exception registers, and archive packs — sampled against your stated frequency and retention rules.
Rank gaps and hand over
Findings are ranked by customer and regulatory impact. You receive a remediation sequence, evidence templates, and a walkthrough so the next cycle starts cleaner.