Compliance Workflow Audit
A sequenced review of how compliance work moves through people, systems, and approvals in your fintech operation.
From HK$46,000 · 3–4 weeks
Who it suits
Fintech compliance and operations teams preparing for internal assurance, investor diligence, or a regulator-facing review who need evidence that workflows operate — not only that policies exist.
What you receive
- End-to-end workflow map with owners and systems
- Evidence sampling results with clear pass / gap status
- Ranked findings by customer and regulatory impact
- Remediation sequence with suggested owners
Format
Remote and Hong Kong–based workshops plus async document review. We sample tickets, case notes, approval logs, and archive packs against your stated design, then walk findings with compliance and operations leads. Pricing is informational; payment details are arranged after you enquire.